Sunday, August 22, 2010

Daily Markets - Who Are The FINRA Board Of Governors?

Daily Markets - Who Are The FINRA Board Of Governors?


Who Are The FINRA Board Of Governors?

Posted: 22 Aug 2010 07:23 AM PDT

While the general financial media would seem not to understand nor care that Wall Street to a large extent is a self-regulated industry, many within the industry and around the country very much care. The Financial Industry Regulatory Authority (FINRA) is the financial industry's self-regulatory organization.
At FINRA's 2010 Annual Meeting held a week ago, FINRA's member firms overwhelmingly voted for seven aggressive non-binding proxy proposals. These proposals were by and large … [visit site to read more]


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